Compliance Professionals
The current financial state and regulatory climate have created a strong need for experienced compliance professionals.
We have extensive experience placing compliance professionals at a variety of financial institutions, including bulge-bracket investment banks/broker dealers, foreign and boutique investment banks, and buy-side entities such as hedge funds, investment managers, and private equity funds.
Our compliance placements cover all levels of experience, from Analyst to Chief Compliance Officer, and all areas of specialization, including anti money laundering, sales and trading, equity and fixed income research, and capital markets. Our successful candidates include both attorneys and non-attorney professionals.